Oil & Gas State Availability
|Green States||You must have at least one financial license (Life Insurance, CPA, CFP, Series 65)|
|Blue States||In addition to having a financial license, in the State of Texas you must have either a Finder's License or be Securities Licensed with a Broker Dealer. RIA's are eligible if only an asset fee is charged.|
Please note that securities licensed individuals must disclose their outside business activity on their U-4 or from ADV and provide a copy to AAI. Alternatively, Series 65 licensed RIA's may choose to charge a fee to their clients and receive no marketing fee from AAI.